Human Factors in the Surgical Arena

Human Factors in the surgical arena is a programme of personal skills for surgical practice which has been developed by The Royal College of Surgeons in Ireland specifically for surgical and anaesthetic trainees. It aims to give trainees the personal skills and attitudes necessary for successful surgical practice as part of a multidisciplinary team.

It is clearly important for all surgeons to have a sound knowledge and understanding of the theory of surgical practice. It is likewise important for surgeons to be technically adept at the craft of surgery. On their own, however, knowledge and skills are not enough. There are surgeons who know virtually everything there is to know in the surgical literature but are less than adequate in the operating room. Likewise, there are surgeons who are technically very expert in the operating theater but consistently fail to get the results that would be expected from such expertise. Sometimes, surgeons with less knowledge and less technical expertise get better outcomes for their patients because they operate on the right patients at the right time, they continue to perform well under stress or in times of crisis, and they manage to successfully harness the support of a multidisciplinary team to get the best results for their patients. This is the “human factor” in surgery. It has been estimated that only 25% of the important events which occur during a surgical procedure are related to manual or technical skills and that 75% relate to human factors such as decision making (especially during crises or emergencies), communication, team work and leadership. Other human factors which are important in surgical practice include self awareness (i.e. insight), conflict resolution and error management.

It has always been considered that personal skills such as those listed above are innate aspects of ones personality and that they can neither be taught nor acquired. Whilst some individuals seem to be born with these skills, many others can have these skills improved by formal education and training. Although it is unlikely that one’s innate personality can be changed it is undoubtedly possible to alter aspects of behavior which impact negatively on colleagues and on the team in the work place. With appropriate training, individuals can improve their personal skills and thus function more effectively as part of the multidisciplinary team in which all surgeons work in the 21st century.

The Royal College of Surgeons in Ireland has developed a programme in human factors training to equip surgical and anaesthetic trainees with the personal skills and attitudes required for modern surgical practice. The programme is based on a clearly defined syllabus. This syllabus includes ten modules, each of which contains four tutorials. The syllabus is arranged so that the modules can be taken in any order and a system of credits will be used to signify satisfactory completion of individual modules. Each module is designed to be delivered over a two day period and it is intended that each trainee will take one module every six months (i.e. will complete two modules per year).

The programme will be delivered by acknowledged experts in the individual subject areas of each module. Each module will have precise learning objectives. The training will be delivered by a combination of didactic teaching and practical work which will involve roll playing and small group discussions. There will be a heavy emphasis on audio visual support. Trainees will be encouraged to find solutions to human factor problems for themselves and they will be given assignments on which to work between modules. There will be heavy emphasis on practical application in the work place and the assignments will reflect the importance of work place application. Participation in the programme will form part of the competence assessment and performance appraisal (CAPA) process for all trainees.

Above all the Human Factors Programme is intended to be an enjoyable experience for trainees rather than a chore. The skills learned in the Human Factors Programme are essentially “life skills” and are not unique to surgical practice. Trainees will undoubtedly realize the value of the programme as part of their personal development as well as part of their surgical training.

Please contact surgicaltraining@rcsi.ie with any queries.


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